Re: release nos. 34-50213; IA-2278; File no. S7-25-99; Certain broker-dealers deemed not to be investment advisers.

Authors

• Joel H. Framson
• American Institute of Certified Public Accountants. Personal Financial Planning Executive Committee

Files

Publication Date

9-22-2004

Relational Format

pamphlet

Publisher

American Institute of Certified Public Accountants

Keywords

Stockbrokers -- Legal status, laws, etc. -- United States

Disciplines

Accounting

Comments

Copyright and permission to reprint held by: American Institute of Certified Public Accountants

Recommended Citation

Framson, Joel H. and American Institute of Certified Public Accountants. Personal Financial Planning Executive Committee, "Re: release nos. 34-50213; IA-2278; File no. S7-25-99; Certain broker-dealers deemed not to be investment advisers." (2004). Guides, Handbooks and Manuals. 2607.
https://egrove.olemiss.edu/aicpa_guides/2607

Accessibility Status

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