Document Type
Article
Publication Date
1945
Abstract
The Securities and Exchange Commission today made' public the following information concerning private proceedings involving a certified public accountant. The accountant in question had certified the financial statements of a registered broker-dealer filed as part of a report pursuant to the requirements of Rule X-17A-5, adopted under Section 17 (a) of the Securities Exchange Act of 1934. The proceedings were instituted to determine whether, pursuant to Rule II (e) of the Commission's Rules of Practice, the accountant in question should be temporarily or permanently denied the privilege of practicing before the Commission.
Relational Format
article
Series Title
Accounting Series Release No. 051;Securities Exchange Act of 1934 Release No. 3651
Recommended Citation
United States. Securities and Exchange Commission, "Securities and Exchange Commission today made public the following information concerning private proceedings involving a certified public accountant." (1945). Federal Publications. 140.
https://egrove.olemiss.edu/acct_fed/140