Disposition of Rule II(e) proceedings against certifying accountant alleged to have failed to observe appropriate audit requirements as to financial statements of broker-dealer under Rule X-17A-5 under the Securities Exchange Act of 1934

Authors

United States. Securities and Exchange Commission

Document Type

Article

Publication Date

1954

Abstract

The Securities and Exchange Commission today made public the following information concerning private proceedings instituted to determine whether, pursuant to Rule II(e) of the Commission's Rules of Practice, a certified public accountant should be temporarily or permanently denied the privilege of practicing before the Commission. The accountant in question had certified financial statements of a registered broker-dealer filed pursuant to the requirements of Rule X-17A-5, adopted under Section 17(a) of the Securities Exchange Act of 1934.

Relational Format

article

Series Title

Accounting Series Release No. 077

Recommended Citation

United States. Securities and Exchange Commission, "Disposition of Rule II(e) proceedings against certifying accountant alleged to have failed to observe appropriate audit requirements as to financial statements of broker-dealer under Rule X-17A-5 under the Securities Exchange Act of 1934" (1954). Federal Publications. 160.
https://egrove.olemiss.edu/acct_fed/160