Letter From Robert W. Cook, Director, Division of Trading and Markets, SEC, and James L. Kroeker, Chief Accountant, Office of the Chief Accountant, SEC, to Stephen Zammitti, Chair, AICPA Stockbrokerage and Investment Banking Expert Panel, Re: Requirements for Broker-Dealer Annual Audits Pursuant to Rule 17a-5 Under the Securities Exchange Act of 1934.

Authors

Robert W. Cook
James L. Kroeker
United States. Securities and Exchange Commission

Files

Publication Date

11-18-2010

Relational Format

pamphlet

Publisher

American Institute of Certified Public Accountants

Keywords

Mutual funds -- Law and legislation -- United States

Disciplines

Accounting

Recommended Citation

Cook, Robert W.; Kroeker, James L.; and United States. Securities and Exchange Commission, "Letter From Robert W. Cook, Director, Division of Trading and Markets, SEC, and James L. Kroeker, Chief Accountant, Office of the Chief Accountant, SEC, to Stephen Zammitti, Chair, AICPA Stockbrokerage and Investment Banking Expert Panel, Re: Requirements for Broker-Dealer Annual Audits Pursuant to Rule 17a-5 Under the Securities Exchange Act of 1934." (2010). Association Sections, Divisions, Boards, Teams. 2878.
https://egrove.olemiss.edu/aicpa_assoc/2878

Accessibility Status

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