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Home > Library > Digital Collections > Archival Digital Accounting Collection > AICPA Historical Collection > Exp. Drafts, Letters, SOPs

American Institute of Certified Public Accountants (AICPA) Historical Collection
 

Exposure Drafts, Comment Letters, and Statements of Position

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  • Proposed Statement on Auditing Standards, Amendments to AU-C Sections 501, 540, and 620 Related to the Use of Specialists and the Use of Pricing Information Obtained from External Information Sources, November 4, 2020, Comments are requested by February 4, 2021; Exposure Draft (American Institute of Certified Public Accountants). 2020, November 4 by American Institute of Certified Public Accountants. Auditing Standards Board

    Proposed Statement on Auditing Standards, Amendments to AU-C Sections 501, 540, and 620 Related to the Use of Specialists and the Use of Pricing Information Obtained from External Information Sources, November 4, 2020, Comments are requested by February 4, 2021; Exposure Draft (American Institute of Certified Public Accountants). 2020, November 4

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Proposed Statement on Auditing Standards, Understanding the Entity and Its Environment and Assessing the Risks of Material Misstatement, August 27, 2020, Comments are requested by November 25, 2020; Exposure draft (American Institute of Certified Public Accountants), 2020, August 27 by American Institute of Certified Public Accountants. Auditing Standards Board

    Proposed Statement on Auditing Standards, Understanding the Entity and Its Environment and Assessing the Risks of Material Misstatement, August 27, 2020, Comments are requested by November 25, 2020; Exposure draft (American Institute of Certified Public Accountants), 2020, August 27

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Materiality considerations for attestation engagements involving aspects of subject matters that cannot be quantitatively measured by American Institute of Certified Public Accountants. Materiality Working Group

    Materiality considerations for attestation engagements involving aspects of subject matters that cannot be quantitatively measured

    American Institute of Certified Public Accountants. Materiality Working Group

  • AICPA Professional Ethics Division: Strategy and Work Plan for 2021-2023, November 25, 2020 by American Institute of Certified Public Accountants. Professional Ethics Executive Committee

    AICPA Professional Ethics Division: Strategy and Work Plan for 2021-2023, November 25, 2020

    American Institute of Certified Public Accountants. Professional Ethics Executive Committee

  • Comment Letters on Proposed interpretation: Staff Augmentation Arrangements, September 8, 2020 by American Institute of Certified Public Accountants. Professional Ethics Executive Committee

    Comment Letters on Proposed interpretation: Staff Augmentation Arrangements, September 8, 2020

    American Institute of Certified Public Accountants. Professional Ethics Executive Committee

  • Comment Letters on Proposed revised interpretation: Records Requests, May 1, 2020 by American Institute of Certified Public Accountants. Professional Ethics Executive Committee

    Comment Letters on Proposed revised interpretation: Records Requests, May 1, 2020

    American Institute of Certified Public Accountants. Professional Ethics Executive Committee

  • Proposed interpretation: Staff Augmentation Arrangements, September 8, 2020. Comments are requested by December 8, 2020; Exposure draft (American Institute of Certified Public Accountants), 2020, September 8 by American Institute of Certified Public Accountants. Professional Ethics Executive Committee

    Proposed interpretation: Staff Augmentation Arrangements, September 8, 2020. Comments are requested by December 8, 2020; Exposure draft (American Institute of Certified Public Accountants), 2020, September 8

    American Institute of Certified Public Accountants. Professional Ethics Executive Committee

  • Proposed revised interpretation: Records Requests, May 1, 2020, Comments are requested by September 30, 2020; Exposure draft (American Institute of Certified Public Accountants), 2020, May 1 by American Institute of Certified Public Accountants. Professional Ethics Executive Committee

    Proposed revised interpretation: Records Requests, May 1, 2020, Comments are requested by September 30, 2020; Exposure draft (American Institute of Certified Public Accountants), 2020, May 1

    American Institute of Certified Public Accountants. Professional Ethics Executive Committee

  • Overview of the ASB’s Proposed Quality Management Standards by Sara Lord and American Institute of Certified Public Accountants. Auditing Standards Board

    Overview of the ASB’s Proposed Quality Management Standards

    Sara Lord and American Institute of Certified Public Accountants. Auditing Standards Board

  • Comment Letters on Proposed Statement on Standards for Accounting and Review Services, Materiality in a review of financial Statements, Adverse conclusions, and special Purpose frameworks, June 19, 2019 by American Institute of Certified Public Accountants. Accounting and Review Services Committee

    Comment Letters on Proposed Statement on Standards for Accounting and Review Services, Materiality in a review of financial Statements, Adverse conclusions, and special Purpose frameworks, June 19, 2019

    American Institute of Certified Public Accountants. Accounting and Review Services Committee

  • Proposed Statement on Standards for Accounting and Review Services, Materiality in a review of financial Statements, Adverse conclusions, and special Purpose frameworks, June 19, 2019, Comments are requested by September 20, 2019; Exposure draft (American Institute of Certified Public Accountants), 2019, June 19 by American Institute of Certified Public Accountants. Accounting and Review Services Committee

    Proposed Statement on Standards for Accounting and Review Services, Materiality in a review of financial Statements, Adverse conclusions, and special Purpose frameworks, June 19, 2019, Comments are requested by September 20, 2019; Exposure draft (American Institute of Certified Public Accountants), 2019, June 19

    American Institute of Certified Public Accountants. Accounting and Review Services Committee

  • Comment Letters on Proposed Statement on Auditing Standards: Auditing Evidence, June 20, 2019, Comments are requested by September 18, 2019 by American Institute of Certified Public Accountants. Auditing Standards Board

    Comment Letters on Proposed Statement on Auditing Standards: Auditing Evidence, June 20, 2019, Comments are requested by September 18, 2019

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Ballots for Proposed Statement on Auditing Standards, Audit Evidence, June 20, 2019, Comments are requested by September 18, 2019 by American Institute of Certified Public Accountants. Auditing Standards Board

    Ballots for Proposed Statement on Auditing Standards, Audit Evidence, June 20, 2019, Comments are requested by September 18, 2019

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Ballots for Proposed Statement on Auditing Standards, Auditing Accounting Estimates and Other Disclosures, August 22, 2019 by American Institute of Certified Public Accountants. Auditing Standards Board

    Ballots for Proposed Statement on Auditing Standards, Auditing Accounting Estimates and Other Disclosures, August 22, 2019

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Comment Letters on Discussion Paper - Materiality Considerations for Attestation Engagements Involving Aspects of Subject Matters That Cannot Be Quantitatively Measured by American Institute of Certified Public Accountants. Auditing Standards Board

    Comment Letters on Discussion Paper - Materiality Considerations for Attestation Engagements Involving Aspects of Subject Matters That Cannot Be Quantitatively Measured

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Comment Letters on Proposed Statement on Auditing Standards, Amendments to AU-C Sections 725, 730, 930, 935, and 940, December 10, 2019 by American Institute of Certified Public Accountants. Auditing Standards Board

    Comment Letters on Proposed Statement on Auditing Standards, Amendments to AU-C Sections 725, 730, 930, 935, and 940, December 10, 2019

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Comment Letters on Proposed Statement on Auditing Standards, Amendments to AU-C Sections 800, 805, and 810 to Incorporate Auditor Reporting Changes from SAS No. 134, August 28, 2019 by American Institute of Certified Public Accountants. Auditing Standards Board

    Comment Letters on Proposed Statement on Auditing Standards, Amendments to AU-C Sections 800, 805, and 810 to Incorporate Auditor Reporting Changes from SAS No. 134, August 28, 2019

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Comment Letters on Proposed Statement on Auditing Standards, Amendments to the Description of the Concept of Materiality, June 5, 2019 by American Institute of Certified Public Accountants. Auditing Standards Board

    Comment Letters on Proposed Statement on Auditing Standards, Amendments to the Description of the Concept of Materiality, June 5, 2019

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Comment Letters on Proposed Statement on Auditing Standards, Audit Evidence, June 20, 2019, Comments are requested by September 18, 2019 by American Institute of Certified Public Accountants. Auditing Standards Board

    Comment Letters on Proposed Statement on Auditing Standards, Audit Evidence, June 20, 2019, Comments are requested by September 18, 2019

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Comment Letters on Proposed Statement on Auditing Standards, Auditing Accounting Estimates and Other Disclosures, August 22, 2019 by American Institute of Certified Public Accountants. Auditing Standards Board

    Comment Letters on Proposed Statement on Auditing Standards, Auditing Accounting Estimates and Other Disclosures, August 22, 2019

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Comment Letters on Proposed strategy and work plan by American Institute of Certified Public Accountants. Auditing Standards Board

    Comment Letters on Proposed strategy and work plan

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Proposed Statement on Auditing Standards, Amendments to AU-C Sections 725, 730, 930, 935, and 940, December 10, 2019, Comments are requested by February 10, 2020; Exposure draft (American Institute of Certified Public Accountants), 2019, December 10 by American Institute of Certified Public Accountants. Auditing Standards Board

    Proposed Statement on Auditing Standards, Amendments to AU-C Sections 725, 730, 930, 935, and 940, December 10, 2019, Comments are requested by February 10, 2020; Exposure draft (American Institute of Certified Public Accountants), 2019, December 10

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Proposed Statement on Auditing Standards, Amendments to AU-C Sections 800, 805, and 810 to Incorporate Auditor Reporting Changes from SAS No. 134, August 28, 2019, Comments are requested by October 28, 2019; Exposure draft (American Institute of Certified Public Accountants), 2019, August 28 by American Institute of Certified Public Accountants. Auditing Standards Board

    Proposed Statement on Auditing Standards, Amendments to AU-C Sections 800, 805, and 810 to Incorporate Auditor Reporting Changes from SAS No. 134, August 28, 2019, Comments are requested by October 28, 2019; Exposure draft (American Institute of Certified Public Accountants), 2019, August 28

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Proposed Statement on Auditing Standards, Amendments to the Description of the Concept of Materiality, June 5, 2019, Comments are requested by August 5, 2019; Exposure draft (American Institute of Certified Public Accountants), 2019, June 5 by American Institute of Certified Public Accountants. Auditing Standards Board

    Proposed Statement on Auditing Standards, Amendments to the Description of the Concept of Materiality, June 5, 2019, Comments are requested by August 5, 2019; Exposure draft (American Institute of Certified Public Accountants), 2019, June 5

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Proposed Statement on Auditing Standards, Audit Evidence, June 20, 2019, Comments are requested by September 18, 2019; Exposure draft (American Institute of Certified Public Accountants), 2019, June 20 by American Institute of Certified Public Accountants. Auditing Standards Board

    Proposed Statement on Auditing Standards, Audit Evidence, June 20, 2019, Comments are requested by September 18, 2019; Exposure draft (American Institute of Certified Public Accountants), 2019, June 20

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Proposed Statement on Auditing Standards, Auditing Accounting Estimates and Other Disclosures, August 22, 2019. Comments are requested by November 22, 2019; Exposure draft (American Institute of Certified Public Accountants), 2019, August 22 by American Institute of Certified Public Accountants. Auditing Standards Board

    Proposed Statement on Auditing Standards, Auditing Accounting Estimates and Other Disclosures, August 22, 2019. Comments are requested by November 22, 2019; Exposure draft (American Institute of Certified Public Accountants), 2019, August 22

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Proposed Statement on Auditing Standards: Auditing Evidence, June 20, 2019, Comments are requested by September 18, 2019; Exposure Draft (American Institute of Certified Public Accountants), 2019, June 20 by American Institute of Certified Public Accountants. Auditing Standards Board

    Proposed Statement on Auditing Standards: Auditing Evidence, June 20, 2019, Comments are requested by September 18, 2019; Exposure Draft (American Institute of Certified Public Accountants), 2019, June 20

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Proposed strategy and work plan by American Institute of Certified Public Accountants. Auditing Standards Board

    Proposed strategy and work plan

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Comment Letters on Proposed Interpretation: State and Local Government Client Affiliates (formerly Entities Included in State and Local Government Financial Statements), January 11, 2019 by American Institute of Certified Public Accountants. Professional Ethics Executive Committee

    Comment Letters on Proposed Interpretation: State and Local Government Client Affiliates (formerly Entities Included in State and Local Government Financial Statements), January 11, 2019

    American Institute of Certified Public Accountants. Professional Ethics Executive Committee

  • Comment Letters on Strategy and Work Plan: Consultation paper, AICPA Professional Ethics Division, November 15, 2019 by American Institute of Certified Public Accountants. Professional Ethics Executive Committee

    Comment Letters on Strategy and Work Plan: Consultation paper, AICPA Professional Ethics Division, November 15, 2019

    American Institute of Certified Public Accountants. Professional Ethics Executive Committee

  • Proposed Interpretation: State and Local Government Client Affiliates (formerly Entities Included in State and Local Government Financial Statements), January 11, 2019 ,Comments are requested by March 11, 2019; Exposure draft (American Institute of Certified Public Accountants),, 2019, January 11 by American Institute of Certified Public Accountants. Professional Ethics Executive Committee

    Proposed Interpretation: State and Local Government Client Affiliates (formerly Entities Included in State and Local Government Financial Statements), January 11, 2019 ,Comments are requested by March 11, 2019; Exposure draft (American Institute of Certified Public Accountants),, 2019, January 11

    American Institute of Certified Public Accountants. Professional Ethics Executive Committee

  • Strategy and Work Plan: Consultation paper, AICPA Professional Ethics Division, November 15, 2019, Please send comments by February 28, 2020 by American Institute of Certified Public Accountants. Professional Ethics Executive Committee

    Strategy and Work Plan: Consultation paper, AICPA Professional Ethics Division, November 15, 2019, Please send comments by February 28, 2020

    American Institute of Certified Public Accountants. Professional Ethics Executive Committee

  • Ballots for Proposed Statement on Standards for Attestation Engagements, Revisions to Statement on Standards for Attestation Engagements No. 18, Attestation Standards: Clarification and Recodification, July 11, 2018 by American Institute of Certified Public Accountants. Auditing Standards Board

    Ballots for Proposed Statement on Standards for Attestation Engagements, Revisions to Statement on Standards for Attestation Engagements No. 18, Attestation Standards: Clarification and Recodification, July 11, 2018

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Comment Letters on Proposed Statement on Standards for Attestation Engagements, Revisions to Statement on Standards for Attestation Engagements No. 18, Attestation Standards: Clarification and Recodification, July 11, 2018 by American Institute of Certified Public Accountants. Auditing Standards Board

    Comment Letters on Proposed Statement on Standards for Attestation Engagements, Revisions to Statement on Standards for Attestation Engagements No. 18, Attestation Standards: Clarification and Recodification, July 11, 2018

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Proposed Statement on Standards for Attestation Engagements, Revisions to Statement on Standards for Attestation Engagements No. 18, Attestation Standards: Clarification and Recodification, July 11, 2018, Comments are requested by October 11, 2018; Exposure draft (American Institute of Certified Public Accountants), 2018, July 11 by American Institute of Certified Public Accountants. Auditing Standards Board

    Proposed Statement on Standards for Attestation Engagements, Revisions to Statement on Standards for Attestation Engagements No. 18, Attestation Standards: Clarification and Recodification, July 11, 2018, Comments are requested by October 11, 2018; Exposure draft (American Institute of Certified Public Accountants), 2018, July 11

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Comment Letters on Proposed Interpretation of the AICPA Code of Professional Conduct Disclosing Client Information in Connection With a Quality Review (ET sec. 1.700.110), June 20, 2018 by American Institute of Certified Public Accountants. Professional Ethics Executive Committee

    Comment Letters on Proposed Interpretation of the AICPA Code of Professional Conduct Disclosing Client Information in Connection With a Quality Review (ET sec. 1.700.110), June 20, 2018

    American Institute of Certified Public Accountants. Professional Ethics Executive Committee

  • Comment Letters on Proposed Interpretation of the AICPA Code of Professional Conduct Staff Augmentation Arrangements Interpretation (ET sec. 1.295.157), December 7, 2018 by American Institute of Certified Public Accountants. Professional Ethics Executive Committee

    Comment Letters on Proposed Interpretation of the AICPA Code of Professional Conduct Staff Augmentation Arrangements Interpretation (ET sec. 1.295.157), December 7, 2018

    American Institute of Certified Public Accountants. Professional Ethics Executive Committee

  • Comment Letters on Proposed Revised Interpretation Information System Services (formerly Information Systems Design, Implementation, or Integration), March 15, 2018 by American Institute of Certified Public Accountants. Professional Ethics Executive Committee

    Comment Letters on Proposed Revised Interpretation Information System Services (formerly Information Systems Design, Implementation, or Integration), March 15, 2018

    American Institute of Certified Public Accountants. Professional Ethics Executive Committee

  • Proposed Interpretation of the AICPA Code of Professional Conduct Disclosing Client Information in Connection With a Quality Review (ET sec. 1.700.110), June 20, 2018, Comments are requested by August 20, 2018; Exposure draft (American Institute of Certified Public Accountants), 2018, June 20 by American Institute of Certified Public Accountants. Professional Ethics Executive Committee

    Proposed Interpretation of the AICPA Code of Professional Conduct Disclosing Client Information in Connection With a Quality Review (ET sec. 1.700.110), June 20, 2018, Comments are requested by August 20, 2018; Exposure draft (American Institute of Certified Public Accountants), 2018, June 20

    American Institute of Certified Public Accountants. Professional Ethics Executive Committee

  • Proposed Interpretation of the AICPA Code of Professional Conduct Staff Augmentation Arrangements Interpretation (ET sec. 1.295.157), December 7, 2018, Comments are requested by March 7, 2019; Exposure draft (American Institute of Certified Public Accountants), 2018, December 7 by American Institute of Certified Public Accountants. Professional Ethics Executive Committee

    Proposed Interpretation of the AICPA Code of Professional Conduct Staff Augmentation Arrangements Interpretation (ET sec. 1.295.157), December 7, 2018, Comments are requested by March 7, 2019; Exposure draft (American Institute of Certified Public Accountants), 2018, December 7

    American Institute of Certified Public Accountants. Professional Ethics Executive Committee

  • Proposed Revised Interpretation Information System Services (formerly Information Systems Design, Implementation, or Integration), March 15, 2018 Comments are requested by June 15, 2018; Exposure draft (American Institute of Certified Public Accountants), 2018, March 15 by American Institute of Certified Public Accountants. Professional Ethics Executive Committee

    Proposed Revised Interpretation Information System Services (formerly Information Systems Design, Implementation, or Integration), March 15, 2018 Comments are requested by June 15, 2018; Exposure draft (American Institute of Certified Public Accountants), 2018, March 15

    American Institute of Certified Public Accountants. Professional Ethics Executive Committee

  • Technical Correction Contained in this Document are Effective Immediately by American Institute of Certified Public Accountants. Professional Ethics Executive Committee

    Technical Correction Contained in this Document are Effective Immediately

    American Institute of Certified Public Accountants. Professional Ethics Executive Committee

  • Comment Letters on Proposed Statement on Standards for Accounting and Review Services, Omnibus Statement on Standards for Accounting and Review Services—2018, September 14, 2017 by American Institute of Certified Public Accountants. Accounting and Review Services Committee

    Comment Letters on Proposed Statement on Standards for Accounting and Review Services, Omnibus Statement on Standards for Accounting and Review Services—2018, September 14, 2017

    American Institute of Certified Public Accountants. Accounting and Review Services Committee

  • Comment Letters on Proposed Statement on Standards for Attestation Engagements, Selected Procedures, September 1, 2017 by American Institute of Certified Public Accountants. Accounting and Review Services Committee

    Comment Letters on Proposed Statement on Standards for Attestation Engagements, Selected Procedures, September 1, 2017

    American Institute of Certified Public Accountants. Accounting and Review Services Committee

  • Proposed Statement on Standards for Accounting and Review Services, Omnibus Statement on Standards for Accounting and Review Services—2018, September 14, 2017, Comments are requested by December 14, 2017; Exposure draft (American Institute of Certified Public Accountants), 2017, September 14 by American Institute of Certified Public Accountants. Accounting and Review Services Committee

    Proposed Statement on Standards for Accounting and Review Services, Omnibus Statement on Standards for Accounting and Review Services—2018, September 14, 2017, Comments are requested by December 14, 2017; Exposure draft (American Institute of Certified Public Accountants), 2017, September 14

    American Institute of Certified Public Accountants. Accounting and Review Services Committee

  • Proposed Statement on Standards for Attestation Engagements, Selected Procedures, September 1, 2017, Comments are requested by December 1, 2017; Exposure draft (American Institute of Certified Public Accountants), 2017, September 1 by American Institute of Certified Public Accountants. Accounting and Review Services Committee

    Proposed Statement on Standards for Attestation Engagements, Selected Procedures, September 1, 2017, Comments are requested by December 1, 2017; Exposure draft (American Institute of Certified Public Accountants), 2017, September 1

    American Institute of Certified Public Accountants. Accounting and Review Services Committee

  • Ballot Reporting on Proposed Statement on Auditing Standards, Forming an Opinion and Reporting on Financial statements of Employee Benefit Plans subject to ERISA, April 20, 2017 by American Institute of Certified Public Accountants. Auditing Standards Board

    Ballot Reporting on Proposed Statement on Auditing Standards, Forming an Opinion and Reporting on Financial statements of Employee Benefit Plans subject to ERISA, April 20, 2017

    American Institute of Certified Public Accountants. Auditing Standards Board

  • Comment Letters on Proposed Statement on Auditing Standards, Forming an Opinion and Reporting on Financial statements of Employee Benefit Plans subject to ERISA, April 20, 2017 by American Institute of Certified Public Accountants. Auditing Standards Board

    Comment Letters on Proposed Statement on Auditing Standards, Forming an Opinion and Reporting on Financial statements of Employee Benefit Plans subject to ERISA, April 20, 2017

    American Institute of Certified Public Accountants. Auditing Standards Board

 

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