Requirements for original listing
Originally published by: New York Stock Exchange. Committee on Stock List
Abstract
An application, conforming to these requirements, signed by an executive officer of the applying corporation, voting trustees, or depositary committees, and nine printed or typewritten copies must be filed with the Secretary of the Exchange at least five days prior to date set for consideration. Applications must be accompanied by the required papers and agreements, and by a check for one hundred dollars for each $1,000,000, or portion thereof, of each class of security (including stock of the par value of $100 per share) or for each 10,000 shares, or portion thereof, of stock of a par value of less than $100 per share, or for each 10,000 shares, or portion thereof, of stock without nominal or par value; checks to be drawn to the order of Treasurer, New York Stock Exchange. In addition, companies making application are required to pay cost of printing. Printer's bill will be submitted directly to the applicant. An application for listing of Governmental, State, County or Municipal securities should be signed by a properly accredited official or by financial representatives, and be accompanied by required check as above and required papers.